The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...

SEC employees have until March 21 to decide, according to a February 28 all-staff memo from the SEC's chief operating officer ...

The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the ...

The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...

The securities regulator's long-delayed rule expanding the scope of certain trading platforms shouldn't have tried to include ...

These changes are effective as of the date of the SEC’s announcement. The enhancements widen the scope of the accommodation to include de-SPAC transactions and allow for draft registration statements ...

The SEC has dismissed or paused several crypto-related cases in recent weeks, which Kraken sees as a “turning point” for U.S.

NEW DELHI – The Indian government has directed a district court in Ahmedabad to process a summons from the U.S. Securities ...

Under the terms of the settlement, Allarity has consented, without admitting or denying the SEC's findings, to the entry of ...

Recently, cryptocurrency exchange DGQEX announced a major milestone: successfully obtaining the Regulation D license issued ...

SEC employees have until March 21 to decide, the the all-staff memo says. Donald Trump and Elon Musk are seeking to remake a ...