Here’s our weekly roundup of the most-read articles at Barron’s Advisor.

Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

A former Merrill Lynch financial advisor team that oversaw $700 million left the company to join Morgan Stanley. The Zelin ...

If you’re looking to John Davi to provide hot stock picks, you’ve come to the wrong asset manager. A son of Sicilian ...

In recent investment activity, Julie Johnson, the congressional representative for Texas's 32nd district, has made several stock transactions in her Merrill Lynch Tax Efficient Core, Merrill Lynch ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

The industry's self-regulator fined James Iannazzo $50,000 and suspended him for two years for violating what one dissenting panel member said was a "catch-all" Finra rule.

The two-decade veteran, whose career also includes a stint at Merill Lynch, will help shape strategy for the Google ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.