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Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

In recent investment activity, Julie Johnson, the congressional representative for Texas's 32nd district, has made several stock transactions in her Merrill Lynch Tax Efficient Core, Merrill Lynch ...

The two-decade veteran, whose career also includes a stint at Merill Lynch, will help shape strategy for the Google ...

So, it is time to start thinking about retirement. You’ve got out the retirement calculator, looked at your 401k, and your ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

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Gao and Kaifeng founder Wu Xing oversee the $50 million China-focused macro hedge fund, which posted hefty gains last year in part from active trading of futures in anticipation of US rates moving ...

The industry's self-regulator fined James Iannazzo $50,000 and suspended him for two years for violating what one dissenting panel member said was a "catch-all" Finra rule.

In this role, Cohen will primarily focus on sourcing, analyzing and managing private market investments on the West Coast of the US.